Investment Advisor’s FINRA Arbitration Against Merrill Lynch Settles

Chip Muller litigated and settled a financial advisor’s counterclaims against Merrill Lynch for fraud and tortious interference with prospective business advantage.¬† Merrill Lynch¬† initiated the FINRA arbitration against the former Merrill Lynch financial advisor who had signed a promissory note based on Merrill Lynch’s misleading statements.